The Premier Financial Markets Consultancy

Regulation; Investigation; Analysis; Compliance

REGULATION
Vega has broad international exposure in the regulation of markets. We can assist in drafting regulations at a government, exchange or broker level.  We can help insure that regulations are designed in accordance with international standards, yet are appropriate for the local market.

COMPLEX BANKRUPTCY; INVESTIGATION, MANAGEMENT & LITIGATION
Vega specialists have served as bankruptcy trustees in complex investment advisor and futures commission merchant bankruptcies.  Responsibilites have included investigation of circumstances leading to filing, management of litigation process, liquidation of securities and other assets, and distributions to creditors.

EXPERT ANALYSIS AND TESTIMONY

Vega specialists have provided expert analysis into complex securities and derivative transactions and have provided testimony in that regard.

COMPLIANCE
We can review existing operations to insure compliance with relevant regulatory requirements.
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